Wealth Management

Connecting you to the worlds capital markets with ease.

RB Financial Securities provides a world-class, innovative approach to financial services for retail and corporate clients. We specialize with high-net-worth individuals as well as institutions and private offices.

Headquartered in Tokyo Japan we have been breaking boundaries and reaching out connecting clients from different horizons. Our success has been due to client satisfaction, with our Head Research department, we invest in the research we provide for our clients that enable them to reach their investment objectives.

Our services include the following:
  • Advisory Services
  • Asset Allocation
  • Capital Markets
  • Corporate Services
  • Hedging
  • Portfolio Management
  • Structured Products
  • Traditional Brokerage

As our private wealth clients and institutions have diversified needs, RB Financial Securities leverages the power of our dedicated research infrastructure.

For more information on our services, please contact [email protected]

  • Asset Management
  • Investment Management and Strategy
  • Portfolio Management
  • Research and Due Diligence

At the core of our Investment Management and Strategy is a disciplined, five-step process that begins and ends with a deep understanding of our clients’ near and long-term objectives.

RB Financial Securities provides fully customized solutions for premium executives, allowing for the execution of highly complex strategies that have a focus on markets, tax planning, and compliance. RB Financial Securities specializes in managing equity compensation plans, restricted and control securities, and concentrated positions.

Our services include:
  • Directed Share Programs
  • Employee Equity and Option Plan Administration
  • Restricted Stock/Option Strategies
  • Block Trades
  • Cash/Cashless Exercise
  • Corporate Buyback Plans
  • Hedging Strategies
  • Volatility Management Programs